Welcome to the Compliance First Universe

Where will you go?

At Compliance First, we provide advisers with award winning compliance and business support, and services tailored to your every need. We invite you to explore the vast opportunities open to Clients of Compliance First, many of which come as standard and at no additional cost.

Compliance; The centre of our Universe

At the heart of everything we do is regulation so, as a Client of Compliance First, you can rest assured that, whilst you focus on the everyday needs of running your business, we are busy keeping a regulatory eye on developments. We ensure that you are kept abreast of the current rules and requirements and have the support you need to operate in a compliant manner.

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We have the Technology to power your business

Compliance First understands the role technology can play in your business, which is why we have brought together best of breed solutions either FREE of charge – e.g. Synaptic, DT and Competent Adviser, or at significantly reduced rates.

If you are looking to streamline your business, then we recommend a trip to the technology quadrant. Once there you can select from a whole host of solutions. Remember, its your business, so you choose what you use.

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Marketing can put your business light years ahead

If you want to give your business a bit of a refresh, or are simply looking to improve communications with clients, then the world of marketing is for you...

From professionally created and pre-written material, to our new mobile optimised web solution, you will find everything you need here.

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The Professional Development sector

To help you keep your knowledge and skills sharp, we recommend you take a trip to the Professional Development sector where you can access over 250 CII and IFS accredited meetings each year as well as collect your free licence to the Competent Adviser CPD Portal.  Whilst there, we would recommend you also pay a visit to NMBA for even wider development opportunities - membership of which is also free.

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Charter new frontiers with Workplace Marketing

If you are looking to go a little further afield this year, then why not consider the workplace? Through SimplyEnrol we can provide you with a number of solutions for auto enrolment, including a free employer planning tool, and, once you have established a relationship with the firm, we can help you push on into the wider workplace.

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Verbatim supports your whole investment sphere

If you are looking for a robust and repeatable investment solution, then look no further than Verbatim. Our independent solution supports all parts of your investment service, from risk profiling to client management, planning and execution through leading platforms.

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Mortgages and Protection

Winner of Mortgage Strategy’s Best Mortgage Club 2015, SimplyBiz Mortgages, our Mortgage Club, is a must see destination. Take a trip to the UK’s third largest mortgage club where you can access exclusive rates and industry leading tools and support.

For those looking for protection support, you will also find a number of solutions to suit all your needs in this sector

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The Guardians of the Pensions galaxy

Our most popular destination at the moment is Planet Pensions. Our highly regarded technical team are now dealing with over 200 calls a day for advisers looking for guidance and support, especially in light of pension freedom.

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Expand your Universe into the Legal sector

Whether you are looking to expand your services to include will writing and probate, or to develop professional connections, we have a solution for you.